-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NldeobtQ8sPO16IQCAMhnxSptaVPSQY1E82MTlx4eO8jt4HVqK2cShei1m+Ov00A cx3jK+7bjv0wbPs5sT+7rg== 0001193125-05-028901.txt : 20050214 0001193125-05-028901.hdr.sgml : 20050214 20050214145314 ACCESSION NUMBER: 0001193125-05-028901 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WORONOCO BANCORP INC CENTRAL INDEX KEY: 0001072886 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 043444269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58019 FILM NUMBER: 05608313 BUSINESS ADDRESS: STREET 1: 31 COURT STREET STREET 2: C/O WORONOCO SAVINGS BANK CITY: WESTFIELD STATE: MA ZIP: 01085 BUSINESS PHONE: 4135689141 MAIL ADDRESS: STREET 1: C/O WORONOCO SAVINGS BANK STREET 2: 31 COURT STREET CITY: WESTFIELD STATE: MA ZIP: 01085 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WORONOCO SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001104785 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 31 COURT STREET CITY: WESTFIELD STATE: MA ZIP: 01085 BUSINESS PHONE: 4135689147 MAIL ADDRESS: STREET 1: 31 COURT STREET CITY: WESTFIELD STATE: MA ZIP: 01085 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G/A

 

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 6)*

 

 

 

Woronoco Bancorp, Inc.


(Name of Issuer)

 

Common Stock, par value $0.01 per share


(Title of Class of Securities)

 

 

981630106


                                (CUSIP Number)                                

 

December 31, 2004


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 981630106

 

  1.  

NAMES OF REPORTING PERSONS.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

            Woronoco Savings Bank Employee Stock Ownership Plan

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  ¨

   
  3.  

SEC USE ONLY

 

   
  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Commonwealth of Massachusetts

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    SOLE VOTING POWER

 

                233,266


  6.    SHARED VOTING POWER

 

                216,010


  7.    SOLE DISPOSITIVE POWER

 

                449,276


  8.    SHARED DISPOSITIVE POWER

 

                0

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            449,276

   
10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

   
11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            11.7 % of 3,833,709 shares of Common Stock outstanding as of December 31, 2004.

   
12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            EP

   

 

 

Page 2 of 5 Pages


WORONOCO SAVINGS BANK

EMPLOYEE STOCK OWNERSHIP PLAN

 

SCHEDULE 13G/A

 

ITEM 1.

 

(a)

  

Name of Issuer:

 

Woronoco Bancorp, Inc.

         
   

(b)

  

Address of Issuer’s Principal Executive Offices:

 

31 Court Street

Westfield, Massachusetts 01085

         

ITEM 2.

 

(a)

  

Name of Person Filing:

 

Woronoco Savings Bank

Employee Stock Ownership Plan

         
         Trustee:        

First Bankers Trust Services, Inc.

         
                  

2321 Koch’s Lane

         
                  

P.O. Box 4005

         
                  

Quincy, Illinois 62305-4005

         
   

(b)

  

Address of Principal Business Office or, if none, Residence:

 

31 Court Street

Westfield, Massachusetts 01085

         
   

(c)

  

Citizenship:

 

See Page 2, Item 4.

         
   

(d)

  

Title of Class of Securities:

 

Common Stock, par value $0.01 per share

         
   

(e)

  

CUSIP Number:

 

See Page 1.

         

ITEM 3.

  IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS:     
    (f)   x   An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F).

 

Page 3 of 5 Pages


ITEM 4.

  

OWNERSHIP.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

         
     (a)   

Amount beneficially owned:

 

See Page 2, Item 9.

         
     (b)   

Percent of class:

 

See Page 2, Item 11.

         
     (c)    Number of shares as to which the person has:          
          (i)   

Sole power to vote or to direct the vote:

 

See Page 2, Item 5.

         
          (ii)   

Shared power to vote or to direct the vote:

 

See Page 2, Item 6.

         
          (iii)   

Sole power to dispose or to direct the disposition of:

 

See Page 2, Item 7.

         
          (iv)   

Shared power to dispose or to direct the disposition of:

 

See Page 2, Item 8.

         

ITEM 5.

   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.     
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.     

ITEM 6.

  

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

 

N/A

         

ITEM 7.

  

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON.

 

N/A

ITEM 8.

  

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

 

N/A

         

ITEM 9.

  

NOTICE OF DISSOLUTION OF GROUP.

 

N/A

         

ITEM 10.

   CERTIFICATION.          
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.          

 

Page 4 of 5 Pages


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2005


(Date)

/s/ Linda Shultz


(Signature)
Linda Shultz

First Bankers Trust Services, Inc., as Trustee


(Name/Title)

 

Page 5 of 5 Pages

-----END PRIVACY-ENHANCED MESSAGE-----